PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

CENTAURUS FINANCIAL, INC.'s Holding History (CIK: 0000891943)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 50,000 Value ($000) $43 Avg Close — Range —
Q4 2019
Shares 50,000 Value ($000) $51 Avg Close — Range —
Q3 2019
Shares 50,000 Value ($000) $51 Avg Close — Range —
Q2 2019
Shares 50,000 Value ($000) $50 Avg Close — Range —
Q1 2019
Shares 49 Value ($000) $50,000 Avg Close — Range —