PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

StoneX Group Inc.'s Holding History (CIK: 0000913760)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q3 2019
Shares 10,000 Value ($000) $10 Avg Close — Range —
Q2 2019
Shares 10,000 Value ($000) $10 Avg Close — Range —