PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Invesco Ltd.'s Holding History (CIK: 0000914208)

Note: Option positions (PUT/CALL) are excluded.

Q4 2018
Shares 625,000 Value ($000) $598 Avg Close — Range —
Q3 2018
Shares 625,000 Value ($000) $617 Avg Close — Range —