PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 625,000 Value ($000) $628 Avg Close — Range —
Q1 2019
Shares 1,625,000 Value ($000) $1,601 Avg Close — Range —
Q4 2018
Shares 1,625,000 Value ($000) $1,554 Avg Close — Range —
Q3 2018
Shares 1,625,000 Value ($000) $1,605 Avg Close — Range —
Q2 2018
Shares 950,000 Value ($000) $921 Avg Close — Range —
Q1 2018
Shares 950,000 Value ($000) $947 Avg Close — Range —
Q4 2017
Shares 950,000 Value ($000) $948 Avg Close — Range —
Q3 2017
Shares 950,000 Value ($000) $946 Avg Close — Range —