PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

D.A. DAVIDSON & CO.'s Holding History (CIK: 0001080107)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 30,000 Value ($000) $0 Avg Close — Range —
Q3 2019
Shares 30,000 Value ($000) $31 Avg Close — Range —
Q2 2019
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q1 2019
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q4 2018
Shares 30,000 Value ($000) $29 Avg Close — Range —
Q3 2018
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q2 2018
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q1 2018
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q4 2017
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q3 2017
Shares 15,000 Value ($000) $1,494 Avg Close — Range —
Q2 2017
Shares 185,000 Value ($000) $184 Avg Close — Range —