PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

KEYBANK NATIONAL ASSOCIATION/OH's Holding History (CIK: 0001089877)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 140,000 Value ($000) $139 Avg Close — Range —
Q2 2017
Shares 520,000 Value ($000) $518 Avg Close — Range —