PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

AQR Arbitrage LLC's Holding History (CIK: 0001167456)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 8,100,000 Value ($000) $8,174 Avg Close — Range —
Q1 2019
Shares 15,675,000 Value ($000) $15,504 Avg Close — Range —
Q4 2018
Shares 19,250,000 Value ($000) $18,481 Avg Close — Range —
Q3 2018
Shares 19,250,000 Value ($000) $19,086 Avg Close — Range —
Q2 2018
Shares 19,925,000 Value ($000) $19,406 Avg Close — Range —
Q1 2018
Shares 14,925,000 Value ($000) $14,965 Avg Close — Range —
Q4 2017
Shares 14,925,000 Value ($000) $14,981 Avg Close — Range —
Q3 2017
Shares 14,925,000 Value ($000) $14,944 Avg Close — Range —
Q2 2017
Shares 15,000,000 Value ($000) $15,019 Avg Close — Range —