PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

SMH CAPITAL ADVISORS INC's Holding History (CIK: 0001180391)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 4,221,000 Value ($000) $4,253 Avg Close — Range —
Q1 2022
Shares 4,285,000 Value ($000) $4,317 Avg Close — Range —
Q4 2021
Shares 4,465,000 Value ($000) $4,510 Avg Close — Range —
Q3 2021
Shares 5,198,000 Value ($000) $5,320 Avg Close — Range —
Q2 2021
Shares 5,220,000 Value ($000) $5,344 Avg Close — Range —
Q1 2021
Shares 5,247,000 Value ($000) $5,372 Avg Close — Range —
Q4 2020
Shares 5,275,000 Value ($000) $5,400 Avg Close — Range —
Q3 2020
Shares 5,329,000 Value ($000) $5,370 Avg Close — Range —
Q2 2020
Shares 5,358,000 Value ($000) $4,874 Avg Close — Range —
Q1 2020
Shares 5,394,000 Value ($000) $4,639 Avg Close — Range —
Q4 2019
Shares 5,490,000 Value ($000) $5,628 Avg Close — Range —
Q3 2019
Shares 5,519,000 Value ($000) $5,671 Avg Close — Range —
Q2 2019
Shares 5,641,000 Value ($000) $5,672 Avg Close — Range —
Q1 2019
Shares 6,117,000 Value ($000) $6,027 Avg Close — Range —
Q4 2018
Shares 6,308,000 Value ($000) $6,032 Avg Close — Range —
Q3 2018
Shares 6,387,000 Value ($000) $6,309 Avg Close — Range —
Q2 2018
Shares 6,445,000 Value ($000) $6,253 Avg Close — Range —
Q1 2018
Shares 6,408,000 Value ($000) $6,393 Avg Close — Range —
Q4 2017
Shares 6,510,000 Value ($000) $6,502 Avg Close — Range —