PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

REGIONS FINANCIAL CORP's Holding History (CIK: 0001281761)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 150,000 Value ($000) $151 Avg Close — Range —
Q2 2020
Shares 150,000 Value ($000) $136 Avg Close — Range —
Q1 2020
Shares 150,000 Value ($000) $129 Avg Close — Range —