PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 129,000 Value ($000) $130 Avg Close — Range —
Q1 2022
Shares 160,000 Value ($000) $165 Avg Close — Range —
Q4 2021
Shares 225,000 Value ($000) $228 Avg Close — Range —
Q3 2021
Shares 220,000 Value ($000) $222 Avg Close — Range —
Q2 2021
Shares 225,000 Value ($000) $224 Avg Close — Range —
Q1 2021
Shares 225,000 Value ($000) $230 Avg Close — Range —
Q4 2020
Shares 225,000 Value ($000) $230 Avg Close — Range —
Q3 2020
Shares 225,000 Value ($000) $225 Avg Close — Range —
Q2 2020
Shares 225,000 Value ($000) $216 Avg Close — Range —
Q1 2020
Shares 225,000 Value ($000) $197 Avg Close — Range —
Q4 2019
Shares 170,000 Value ($000) $174 Avg Close — Range —
Q3 2019
Shares 170,000 Value ($000) $175 Avg Close — Range —
Q2 2019
Shares 170,000 Value ($000) $170 Avg Close — Range —
Q1 2019
Shares 71,000 Value ($000) $70 Avg Close — Range —