PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

J.W. COLE ADVISORS, INC.'s Holding History (CIK: 0001404763)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q1 2022
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q4 2021
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q3 2021
Shares 39,709 Value ($000) $172 Avg Close — Range —
Q2 2021
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q1 2021
Shares 20,000 Value ($000) $20 Avg Close — Range —
Q4 2020
Shares 20,000 Value ($000) $20 Avg Close — Range —