PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Cambridge Investment Research Advisors, Inc.'s Holding History (CIK: 0001419186)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 68,000 Value ($000) $69 Avg Close — Range —
Q1 2022
Shares 68,000 Value ($000) $69 Avg Close — Range —
Q4 2021
Shares 64,000 Value ($000) $65 Avg Close — Range —
Q3 2021
Shares 64,000 Value ($000) $65 Avg Close — Range —
Q2 2021
Shares 64,000 Value ($000) $66 Avg Close — Range —
Q1 2021
Shares 64,000 Value ($000) $66 Avg Close — Range —
Q4 2020
Shares 54,000 Value ($000) $55 Avg Close — Range —
Q3 2020
Shares 54,000 Value ($000) $54 Avg Close — Range —
Q2 2020
Shares 54,000 Value ($000) $49 Avg Close — Range —
Q1 2020
Shares 54,000 Value ($000) $46 Avg Close — Range —
Q4 2019
Shares 44,000 Value ($000) $45 Avg Close — Range —
Q3 2019
Shares 44,000 Value ($000) $45 Avg Close — Range —
Q2 2019
Shares 44,000 Value ($000) $44 Avg Close — Range —
Q1 2019
Shares 35,000 Value ($000) $34 Avg Close — Range —
Q4 2018
Shares 30,000 Value ($000) $29 Avg Close — Range —
Q3 2018
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q2 2018
Shares 30,000 Value ($000) $29 Avg Close — Range —
Q1 2018
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q4 2017
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q3 2017
Shares 30,000 Value ($000) $30 Avg Close — Range —
Q2 2017
Shares 15,000 Value ($000) $15 Avg Close — Range —