PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Sigma Planning Corp's Holding History (CIK: 0001449126)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 188,000 Value ($000) $189 Avg Close — Range —
Q1 2022
Shares 79,000 Value ($000) $80 Avg Close — Range —
Q4 2021
Shares 48,000 Value ($000) $48 Avg Close — Range —
Q3 2021
Shares 48,000 Value ($000) $49 Avg Close — Range —
Q2 2021
Shares 48,000 Value ($000) $49 Avg Close — Range —
Q1 2021
Shares 48,000 Value ($000) $49 Avg Close — Range —
Q4 2020
Shares 48,000 Value ($000) $49 Avg Close — Range —
Q3 2020
Shares 48,000 Value ($000) $48 Avg Close — Range —
Q2 2020
Shares 48,000 Value ($000) $44 Avg Close — Range —
Q1 2020
Shares 48,000 Value ($000) $41 Avg Close — Range —
Q4 2019
Shares 48,000 Value ($000) $49 Avg Close — Range —
Q3 2019
Shares 48,000 Value ($000) $49 Avg Close — Range —
Q2 2019
Shares 48,000 Value ($000) $48 Avg Close — Range —