PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Carnegie Capital Asset Management, LLC's Holding History (CIK: 0001511506)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 2,408,000 Value ($000) $2,190 Avg Close — Range —
Q1 2020
Shares 2,449,000 Value ($000) $2,106 Avg Close — Range —
Q4 2019
Shares 2,467,000 Value ($000) $2,529 Avg Close — Range —
Q3 2019
Shares 2,475,000 Value ($000) $2,543 Avg Close — Range —
Q2 2019
Shares 2,488,000 Value ($000) $2,501 Avg Close — Range —
Q1 2019
Shares 2,603,000 Value ($000) $2,565 Avg Close — Range —
Q4 2018
Shares 21,000 Value ($000) $20 Avg Close — Range —