PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Wellesley Asset Management's Holding History (CIK: 0001533551)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 24,343 Value ($000) $24,252 Avg Close — Range —
Q2 2017
Shares 40,689 Value ($000) $40,740 Avg Close — Range —