PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Allianz Asset Management GmbH's Holding History (CIK: 0001535323)

Note: Option positions (PUT/CALL) are excluded.

Q2 2019
Shares 34,875,000 Value ($000) $35,137 Avg Close — Range —
Q1 2019
Shares 35,875,000 Value ($000) $35,494 Avg Close — Range —
Q4 2018
Shares 37,000,000 Value ($000) $35,949 Avg Close — Range —
Q3 2018
Shares 37,000,000 Value ($000) $36,726 Avg Close — Range —
Q2 2018
Shares 37,000,000 Value ($000) $36,057 Avg Close — Range —
Q1 2018
Shares 37,000,000 Value ($000) $36,955 Avg Close — Range —
Q4 2017
Shares 37,000,000 Value ($000) $37,231 Avg Close — Range —
Q3 2017
Shares 37,000,000 Value ($000) $36,963 Avg Close — Range —
Q2 2017
Shares 34,000,000 Value ($000) $33,830 Avg Close — Range —