PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Private Advisor Group, LLC's Holding History (CIK: 0001567755)

Note: Option positions (PUT/CALL) are excluded.

Q1 2022
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q4 2021
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q3 2021
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q2 2021
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q1 2021
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q4 2020
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q3 2020
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q2 2020
Shares 36,000 Value ($000) $35 Avg Close — Range —
Q1 2020
Shares 11,000 Value ($000) $10 Avg Close — Range —
Q4 2019
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q3 2019
Shares 11,000 Value ($000) $11 Avg Close — Range —
Q2 2019
Shares 11,000 Value ($000) $11 Avg Close — Range —