PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

UBS Group AG's Holding History (CIK: 0001610520)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 400,000,000 Value ($000) $409,520 Avg Close — Range —
Q4 2020
Shares 400,000,000 Value ($000) $409,460 Avg Close — Range —