PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Sowell Financial Services LLC's Holding History (CIK: 0001633697)

Note: Option positions (PUT/CALL) are excluded.

Q1 2021
Shares 18,000 Value ($000) $18 Avg Close — Range —
Q4 2020
Shares 18,000 Value ($000) $18 Avg Close — Range —
Q3 2020
Shares 18,000 Value ($000) $18 Avg Close — Range —
Q2 2020
Shares 16,000 Value ($000) $15 Avg Close — Range —
Q1 2020
Shares 16,000 Value ($000) $14 Avg Close — Range —
Q4 2019
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q3 2019
Shares 16,000 Value ($000) $16 Avg Close — Range —
Q1 2019
Shares 14,000 Value ($000) $14 Avg Close — Range —
Q2 2018
Shares 14,000 Value ($000) $14 Avg Close — Range —
Q1 2018
Shares 14,000 Value ($000) $14 Avg Close — Range —
Q4 2017
Shares 14,000 Value ($000) $14 Avg Close — Range —
Q3 2017
Shares 14,000 Value ($000) $14 Avg Close — Range —