PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Cetera Investment Advisers's Holding History (CIK: 0001666741)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 102,000 Value ($000) $103 Avg Close — Range —
Q1 2022
Shares 102,000 Value ($000) $103 Avg Close — Range —
Q4 2021
Shares 102,000 Value ($000) $103 Avg Close — Range —
Q3 2021
Shares 102,000 Value ($000) $104 Avg Close — Range —
Q2 2021
Shares 102,000 Value ($000) $104 Avg Close — Range —
Q1 2021
Shares 92,000 Value ($000) $94 Avg Close — Range —
Q4 2020
Shares 92,000 Value ($000) $94 Avg Close — Range —
Q3 2020
Shares 21,000 Value ($000) $21 Avg Close — Range —
Q2 2020
Shares 21,000 Value ($000) $19 Avg Close — Range —