PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt's Holding History (CIK: 0001694217)

Note: Option positions (PUT/CALL) are excluded.

Q4 2020
Shares 19,500,000 Value ($000) $19,959 Avg Close — Range —
Q3 2020
Shares 20,500,000 Value ($000) $20,742 Avg Close — Range —
Q2 2020
Shares 20,500,000 Value ($000) $20,213 Avg Close — Range —
Q1 2020
Shares 20,500,000 Value ($000) $17,948 Avg Close — Range —
Q4 2019
Shares 20,500,000 Value ($000) $21,022 Avg Close — Range —
Q3 2019
Shares 15,500,000 Value ($000) $15,960 Avg Close — Range —
Q2 2019
Shares 8,500,000 Value ($000) $8,517 Avg Close — Range —
Q1 2019
Shares 8,500,000 Value ($000) $8,398 Avg Close — Range —
Q4 2018
Shares 8,500,000 Value ($000) $8,277 Avg Close — Range —
Q2 2018
Shares 10,000,000 Value ($000) $9,713 Avg Close — Range —
Q1 2018
Shares 10,000,000 Value ($000) $9,977 Avg Close — Range —
Q4 2017
Shares 10,000,000 Value ($000) $9,870 Avg Close — Range —
Q3 2017
Shares 10,000,000 Value ($000) $9,967 Avg Close — Range —
Q2 2017
Shares 8,000,000 Value ($000) $7,944 Avg Close — Range —