PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

PIER 88 INVESTMENT PARTNERS LLC's Holding History (CIK: 0001697366)

Note: Option positions (PUT/CALL) are excluded.

Q2 2022
Shares 205,000 Value ($000) $207 Avg Close — Range —
Q1 2022
Shares 205,000 Value ($000) $207 Avg Close — Range —
Q4 2021
Shares 205,000 Value ($000) $208 Avg Close — Range —
Q3 2021
Shares 205,000 Value ($000) $211 Avg Close — Range —
Q2 2021
Shares 205,000 Value ($000) $211 Avg Close — Range —
Q1 2021
Shares 205,000 Value ($000) $211 Avg Close — Range —
Q4 2020
Shares 205,000 Value ($000) $211 Avg Close — Range —
Q3 2020
Shares 205,000 Value ($000) $207 Avg Close — Range —
Q2 2020
Shares 205,000 Value ($000) $187 Avg Close — Range —
Q1 2020
Shares 205,000 Value ($000) $177 Avg Close — Range —
Q4 2019
Shares 205,190 Value ($000) $211 Avg Close — Range —
Q3 2019
Shares 3,565,000 Value ($000) $3,664 Avg Close — Range —
Q2 2019
Shares 3,415,000 Value ($000) $3,434 Avg Close — Range —
Q1 2019
Shares 3,415,000 Value ($000) $3,365 Avg Close — Range —
Q4 2018
Shares 3,475,000 Value ($000) $3,327 Avg Close — Range —
Q3 2018
Shares 3,705,000 Value ($000) $3,661 Avg Close — Range —
Q2 2018
Shares 2,410,000 Value ($000) $2,339 Avg Close — Range —
Q1 2018
Shares 95,000 Value ($000) $95 Avg Close — Range —