PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

Sound Income Strategies, LLC's Holding History (CIK: 0001730960)

Note: Option positions (PUT/CALL) are excluded.

Q2 2020
Shares 55,000 Value ($000) $50 Avg Close — Range —
Q1 2020
Shares 55,000 Value ($000) $47 Avg Close — Range —