PROSPECT CAPITAL CORPORATION

CUSIP: 74348TAR3 Class: Convertible

CNB Bank's Holding History (CIK: 0001732074)

Note: Option positions (PUT/CALL) are excluded.

Q4 2019
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q3 2019
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q2 2019
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q1 2019
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q4 2018
Shares 15,000 Value ($000) $15 Avg Close — Range —
Q3 2018
Shares 15,000 Value ($000) $15 Avg Close — Range —