PROSPECT CAP CORP

CUSIP: 74348TAT9 Class: NOTE 6.375% 3/0

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2024
Shares 306,000 Value ($000) $304 Avg Close — Range —
Q3 2024
Shares 241,000 Value ($000) $242 Avg Close — Range —
Q2 2024
Shares 210,000 Value ($000) $209 Avg Close — Range —
Q1 2024
Shares 195,000 Value ($000) $195 Avg Close — Range —
Q4 2023
Shares 135,000 Value ($000) $134 Avg Close — Range —
Q3 2023
Shares 234,000 Value ($000) $232 Avg Close — Range —
Q2 2023
Shares 124,000 Value ($000) $123 Avg Close — Range —
Q1 2023
Shares 75,000 Value ($000) $74 Avg Close — Range —
Q4 2022
Shares 75,000 Value ($000) $75 Avg Close — Range —
Q3 2022
Shares 75,000 Value ($000) $74 Avg Close — Range —
Q2 2022
Shares 75,000 Value ($000) $76 Avg Close — Range —
Q1 2022
Shares 245,000 Value ($000) $262 Avg Close — Range —
Q4 2021
Shares 275,000 Value ($000) $297 Avg Close — Range —
Q3 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —
Q2 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —
Q1 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —