PROSPECT CAP CORP

CUSIP: 74348TAT9 Class: NOTE 6.375% 3/0

AE Wealth Management LLC's Holding History (CIK: 0001697723)

Note: Option positions (PUT/CALL) are excluded.

Q3 2022
Shares 41,000 Value ($000) $42 Avg Close — Range —
Q2 2022
Shares 46,000 Value ($000) $47 Avg Close — Range —
Q1 2022
Shares 46,000 Value ($000) $49 Avg Close — Range —
Q4 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —
Q3 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —
Q2 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —
Q1 2021
Shares 46,000 Value ($000) $50 Avg Close — Range —
Q4 2020
Shares 46,000 Value ($000) $47 Avg Close — Range —
Q3 2020
Shares 46,000 Value ($000) $47 Avg Close — Range —
Q2 2020
Shares 46,000 Value ($000) $45 Avg Close — Range —
Q1 2020
Shares 46,000 Value ($000) $39 Avg Close — Range —
Q4 2019
Shares 41,000 Value ($000) $44 Avg Close — Range —
Q3 2019
Shares 41,000 Value ($000) $43 Avg Close — Range —
Q2 2019
Shares 41,000 Value ($000) $42 Avg Close — Range —