Prospect Capital Corporation

CUSIP: 74348tad4 Class: NOTE 5.500% 8/1

Advisors Capital Management, LLC's Holding History (CIK: 0001345576)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 6,495,000 Value ($000) $6,503 Avg Close — Range —
Q1 2016
Shares 6,740,000 Value ($000) $6,740 Avg Close — Range —
Q4 2015
Shares 6,885,000 Value ($000) $6,902 Avg Close — Range —
Q3 2015
Shares 4,590,000 Value ($000) $4,659 Avg Close — Range —
Q2 2015
Shares 3,190,000 Value ($000) $3,262 Avg Close — Range —
Q1 2015
Shares 3,015,000 Value ($000) $3,090 Avg Close — Range —
Q4 2014
Shares 2,430,000 Value ($000) $2,441 Avg Close — Range —
Q3 2014
Shares 1,510,000 Value ($000) $1,563 Avg Close — Range —
Q2 2014
Shares 1,175,000 Value ($000) $1,222 Avg Close — Range —