PRUDENTIAL FINL INC

Ticker: PRU CUSIP: 744320102 Class: COM

RATIONAL ADVISORS LLC's Holding History (CIK: 0001143565)

Note: Option positions (PUT/CALL) are excluded.

Q3 2020
Shares 19 Value ($000) $1 Avg Close $50.42 Range $44.04 - $55.33
Q2 2020
Shares 60 Value ($000) $4 Avg Close $44.25 Range $33.65 - $56.93
Q4 2019
Shares 750 Value ($000) $70 Avg Close $67.37 Range $60.98 - $70.62
Q3 2019
Shares 53 Value ($000) $5 Avg Close $65.76 Range $56.73 - $74.74
Q2 2019
Shares 943 Value ($000) $95 Avg Close $71.50 Range $66.17 - $76.00
Q1 2019
Shares 450 Value ($000) $41 Avg Close $65.50 Range $56.43 - $70.30
Q4 2018
Shares 79 Value ($000) $6 Avg Close $64.69 Range $53.43 - $74.62
Q3 2018
Shares 9 Value ($000) $1 Avg Close $68.64 Range $64.13 - $73.46
Q2 2018
Shares 101 Value ($000) $9 Avg Close $69.70 Range $63.82 - $74.86
Q1 2018
Shares 169 Value ($000) $17 Avg Close $77.10 Range $68.90 - $86.66
Q3 2015
Shares 138 Value ($000) $11 Avg Close $52.99 Range $46.89 - $58.32
Q2 2015
Shares 138 Value ($000) $12 Avg Close $53.25 Range $49.12 - $57.83
Q1 2015
Shares 138 Value ($000) $11 Avg Close $50.47 Range $46.27 - $56.73
Q4 2014
Shares 230 Value ($000) $21 Avg Close $53.15 Range $46.80 - $57.29
Q4 2013
Shares 345 Value ($000) $32 Avg Close $51.50 Range $45.26 - $56.10
Q3 2013
Shares 368 Value ($000) $29 Avg Close $47.05 Range $43.63 - $50.09
Q2 2013
Shares 368 Value ($000) $27 Avg Close $38.68 Range $32.48 - $44.04
Q1 2013
Shares 345 Value ($000) $20 Avg Close $34.18 Range $31.55 - $36.06
Q4 2012
Shares 14,606 Value ($000) $779 Avg Close — Range —
Q3 2012
Shares 207 Value ($000) $11 Avg Close — Range —
Q4 2011
Shares 10,140 Value ($000) $508 Avg Close — Range —
Q3 2011
Shares 9,980 Value ($000) $468 Avg Close — Range —
Q1 2011
Shares 27,000 Value ($000) $1,663 Avg Close — Range —
Q4 2010
Shares 27,000 Value ($000) $1,585 Avg Close — Range —