PUTMAN HIGH INCOME SEC FUND

CUSIP: 746779107 Class: EXCHANGE TRADED

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 270,169 Value ($000) $2,520 Avg Close — Range —
Q1 2018
Shares 277,323 Value ($000) $2,508 Avg Close — Range —
Q4 2017
Shares 282,439 Value ($000) $2,548 Avg Close — Range —
Q3 2017
Shares 298,720 Value ($000) $2,668 Avg Close — Range —
Q2 2017
Shares 286,081 Value ($000) $2,515 Avg Close — Range —
Q1 2017
Shares 375,731 Value ($000) $3,257 Avg Close — Range —
Q4 2016
Shares 432,255 Value ($000) $3,549 Avg Close — Range —
Q3 2016
Shares 499,649 Value ($000) $4,007 Avg Close — Range —
Q2 2016
Shares 502,229 Value ($000) $3,852 Avg Close — Range —
Q1 2016
Shares 478,389 Value ($000) $3,503 Avg Close — Range —
Q4 2015
Shares 459,360 Value ($000) $3,357 Avg Close — Range —
Q3 2015
Shares 438,399 Value ($000) $3,091 Avg Close — Range —
Q2 2015
Shares 402,076 Value ($000) $3,132 Avg Close — Range —
Q1 2015
Shares 384,315 Value ($000) $3,131 Avg Close — Range —
Q4 2014
Shares 443,700 Value ($000) $3,598 Avg Close — Range —
Q3 2014
Shares 453,884 Value ($000) $3,776 Avg Close — Range —
Q2 2014
Shares 488,996 Value ($000) $4,258 Avg Close — Range —
Q1 2014
Shares 500,452 Value ($000) $4,189 Avg Close — Range —
Q4 2013
Shares 518,281 Value ($000) $4,280 Avg Close — Range —
Q3 2013
Shares 694,365 Value ($000) $5,464 Avg Close — Range —
Q2 2013
Shares 883,986 Value ($000) $6,985 Avg Close — Range —