PUTMAN HIGH INCOME SEC FUND

CUSIP: 746779107 Class: EXCHANGE TRADED

Advisors Asset Management, Inc.'s Holding History (CIK: 0001297376)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 671,074 Value ($000) $6,261 Avg Close — Range —
Q1 2018
Shares 649,064 Value ($000) $5,783 Avg Close — Range —
Q4 2017
Shares 670,764 Value ($000) $6,050 Avg Close — Range —
Q3 2017
Shares 590,694 Value ($000) $5,275 Avg Close — Range —
Q2 2017
Shares 570,560 Value ($000) $5,015 Avg Close — Range —
Q1 2017
Shares 517,989 Value ($000) $4,491 Avg Close — Range —
Q4 2016
Shares 632,793 Value ($000) $5,195 Avg Close — Range —
Q3 2016
Shares 636,269 Value ($000) $5,103 Avg Close — Range —
Q2 2016
Shares 727,305 Value ($000) $5,578 Avg Close — Range —
Q1 2016
Shares 695,435 Value ($000) $5,091 Avg Close — Range —
Q4 2015
Shares 550,987 Value ($000) $4,028 Avg Close — Range —
Q3 2015
Shares 511,069 Value ($000) $3,603 Avg Close — Range —
Q2 2015
Shares 603,690 Value ($000) $4,703 Avg Close — Range —
Q1 2015
Shares 585,630 Value ($000) $4,773 Avg Close — Range —
Q4 2014
Shares 632,416 Value ($000) $5,129 Avg Close — Range —
Q3 2014
Shares 574,418 Value ($000) $4,779 Avg Close — Range —
Q2 2014
Shares 623,160 Value ($000) $5,428 Avg Close — Range —
Q1 2014
Shares 659,450 Value ($000) $5,520 Avg Close — Range —
Q4 2013
Shares 763,493 Value ($000) $6,306 Avg Close — Range —
Q3 2013
Shares 685,938 Value ($000) $5,398 Avg Close — Range —
Q2 2013
Shares 682,509 Value ($000) $5,392 Avg Close — Range —