PUTMAN HIGH INCOME SEC FUND

CUSIP: 746779107 Class: EXCHANGE TRADED

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 12,590 Value ($000) $117 Avg Close — Range —
Q1 2017
Shares 11,732 Value ($000) $102 Avg Close — Range —
Q4 2016
Shares 14,448 Value ($000) $118 Avg Close — Range —
Q3 2016
Shares 14,409 Value ($000) $115 Avg Close — Range —
Q1 2016
Shares 18,894 Value ($000) $137 Avg Close — Range —
Q4 2015
Shares 15,057 Value ($000) $109 Avg Close — Range —
Q1 2014
Shares 14,381 Value ($000) $120 Avg Close — Range —
Q4 2013
Shares 14,775 Value ($000) $122 Avg Close — Range —
Q3 2013
Shares 17,472 Value ($000) $138 Avg Close — Range —
Q2 2013
Shares 22,364 Value ($000) $177 Avg Close — Range —