PUTMAN HIGH INCOME SEC FUND

CUSIP: 746779107 Class: EXCHANGE TRADED

RIVERNORTH CAPITAL MANAGEMENT, LLC's Holding History (CIK: 0001447578)

Note: Option positions (PUT/CALL) are excluded.

Q2 2018
Shares 168,707 Value ($000) $1,572 Avg Close — Range —
Q1 2018
Shares 177,265 Value ($000) $1,602 Avg Close — Range —
Q1 2017
Shares 40,009 Value ($000) $347 Avg Close — Range —
Q3 2016
Shares 351,733 Value ($000) $2,821 Avg Close — Range —
Q2 2016
Shares 275,931 Value ($000) $2,116 Avg Close — Range —
Q1 2016
Shares 200,927 Value ($000) $1,471 Avg Close — Range —
Q4 2015
Shares 150,105 Value ($000) $1,097 Avg Close — Range —
Q3 2015
Shares 132,644 Value ($000) $935 Avg Close — Range —
Q2 2014
Shares 23,832 Value ($000) $208 Avg Close — Range —
Q1 2014
Shares 46,653 Value ($000) $390 Avg Close — Range —
Q4 2013
Shares 87,831 Value ($000) $725 Avg Close — Range —
Q3 2013
Shares 132,648 Value ($000) $1,044 Avg Close — Range —
Q2 2013
Shares 130,554 Value ($000) $1,031 Avg Close — Range —