PUTMAN HIGH INCOME SEC FUND

CUSIP: 746779107 Class: EXCHANGE TRADED

Thomas J. Herzfeld Advisors, Inc.'s Holding History (CIK: 0001509510)

Note: Option positions (PUT/CALL) are excluded.

Q4 2017
Shares 2,356 Value ($000) $21 Avg Close — Range —
Q3 2017
Shares 2,356 Value ($000) $21 Avg Close — Range —
Q2 2017
Shares 2,356 Value ($000) $21 Avg Close — Range —
Q1 2017
Shares 2,356 Value ($000) $20 Avg Close — Range —
Q4 2016
Shares 2,356 Value ($000) $19 Avg Close — Range —
Q3 2016
Shares 2,356 Value ($000) $19 Avg Close — Range —
Q2 2016
Shares 2,356 Value ($000) $18 Avg Close — Range —
Q1 2016
Shares 4,764 Value ($000) $35 Avg Close — Range —
Q4 2015
Shares 23,796 Value ($000) $174 Avg Close — Range —
Q3 2015
Shares 175,234 Value ($000) $1,235 Avg Close — Range —
Q2 2015
Shares 181,034 Value ($000) $1,405 Avg Close — Range —
Q1 2015
Shares 181,034 Value ($000) $1,475 Avg Close — Range —
Q4 2014
Shares 168,115 Value ($000) $1,363 Avg Close — Range —
Q3 2014
Shares 159,859 Value ($000) $1,330 Avg Close — Range —
Q2 2014
Shares 159,859 Value ($000) $1,392 Avg Close — Range —
Q1 2014
Shares 163,259 Value ($000) $1,366 Avg Close — Range —
Q4 2013
Shares 170,459 Value ($000) $1,408 Avg Close — Range —
Q3 2013
Shares 175,459 Value ($000) $1,381 Avg Close — Range —
Q2 2013
Shares 157,859 Value ($000) $1,247 Avg Close — Range —