PUTMAN HIGH INCOME SEC FUND

CUSIP: 746779107 Class: EXCHANGE TRADED

Tower Research Capital LLC (TRC)'s Holding History (CIK: 0001533421)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 193 Value ($000) $2 Avg Close — Range —
Q2 2017
Shares 207 Value ($000) $2 Avg Close — Range —
Q1 2017
Shares 377 Value ($000) $3 Avg Close — Range —
Q3 2016
Shares 145 Value ($000) $1 Avg Close — Range —
Q3 2015
Shares 12 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 771 Value ($000) $6 Avg Close — Range —
Q2 2014
Shares 16 Value ($000) $0 Avg Close — Range —
Q1 2014
Shares 16 Value ($000) $0 Avg Close — Range —
Q4 2013
Shares 2,232 Value ($000) $18 Avg Close — Range —
Q3 2013
Shares 16 Value ($000) $0 Avg Close — Range —
Q2 2013
Shares 516 Value ($000) $4 Avg Close — Range —