RCS CAP CORP

CUSIP: 74937W102 Class: COM CL A

GLOBEFLEX CAPITAL L P's Holding History (CIK: 0000921531)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 605 Value ($000) $0 Avg Close — Range —
Q3 2015
Shares 121 Value ($000) $0 Avg Close — Range —
Q2 2015
Shares 42 Value ($000) $0 Avg Close — Range —
Q1 2015
Shares 42 Value ($000) $0 Avg Close — Range —
Q4 2014
Shares 54 Value ($000) $1 Avg Close — Range —
Q3 2014
Shares 83 Value ($000) $2 Avg Close — Range —
Q2 2014
Shares 78 Value ($000) $1 Avg Close — Range —