RCS CAP CORP

CUSIP: 74937W102 Class: COM CL A

STONERIDGE INVESTMENT PARTNERS LLC's Holding History (CIK: 0001108831)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 68,172 Value ($000) $522 Avg Close — Range —
Q1 2015
Shares 73,228 Value ($000) $779 Avg Close — Range —
Q4 2014
Shares 72,586 Value ($000) $888 Avg Close — Range —
Q3 2014
Shares 58,601 Value ($000) $1,320 Avg Close — Range —