RCS CAP CORP

CUSIP: 74937W102 Class: COM CL A

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2014
Shares 168,441 Value ($000) $2,062 Avg Close — Range —
Q3 2014
Shares 286,455 Value ($000) $6,452 Avg Close — Range —