RCS CAP CORP

CUSIP: 74937W102 Class: COM CL A

Bank of New York Mellon Corp's Holding History (CIK: 0001390777)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 148,552 Value ($000) $45 Avg Close — Range —
Q3 2015
Shares 138,484 Value ($000) $112 Avg Close — Range —
Q2 2015
Shares 183,442 Value ($000) $1,405 Avg Close — Range —
Q1 2015
Shares 78,618 Value ($000) $836 Avg Close — Range —
Q4 2014
Shares 73,604 Value ($000) $901 Avg Close — Range —
Q3 2014
Shares 68,467 Value ($000) $1,542 Avg Close — Range —
Q2 2014
Shares 31,531 Value ($000) $669 Avg Close — Range —
Q1 2014
Shares 8,853 Value ($000) $344 Avg Close — Range —
Q4 2013
Shares 10,539 Value ($000) $193 Avg Close — Range —