RCS CAP CORP

CUSIP: 74937W102 Class: COM CL A

B. Riley Wealth Advisors, Inc.'s Holding History (CIK: 0001464811)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 19,844 Value ($000) $17 Avg Close — Range —
Q2 2015
Shares 15,773 Value ($000) $121 Avg Close — Range —
Q1 2015
Shares 31,994 Value ($000) $341 Avg Close — Range —
Q4 2014
Shares 39,138 Value ($000) $2,902 Avg Close — Range —
Q3 2014
Shares 17,944 Value ($000) $404 Avg Close — Range —
Q2 2014
Shares 49,436 Value ($000) $525,278 Avg Close — Range —
Q1 2014
Shares 7,664 Value ($000) $298 Avg Close — Range —
Q4 2013
Shares 17,507 Value ($000) $321 Avg Close — Range —
Q3 2013
Shares 15,500 Value ($000) $259 Avg Close — Range —
Q2 2013
Shares 8,600 Value ($000) $146 Avg Close — Range —