ROI ACQUISITION CORP II

CUSIP: 74966G119 Class: *W EXP 99/99/999

K2 PRINCIPAL FUND, L.P.'s Holding History (CIK: 0001461790)

Note: Option positions (PUT/CALL) are excluded.

Q3 2015
Shares 50,000 Value ($000) $18 Avg Close — Range —
Q1 2015
Shares 43,313 Value ($000) $9 Avg Close — Range —
Q4 2014
Shares 50,000 Value ($000) $13 Avg Close — Range —