REGULUS THERAPEUTICS INC

CUSIP: 75915K101 Class: COM

AMERIPRISE FINANCIAL INC's Holding History (CIK: 0000820027)

Note: Option positions (PUT/CALL) are excluded.

Q1 2016
Shares 158,977 Value ($000) $1,103 Avg Close — Range —
Q4 2015
Shares 143,931 Value ($000) $1,255 Avg Close — Range —
Q3 2015
Shares 260,655 Value ($000) $1,704 Avg Close — Range —
Q2 2015
Shares 291,890 Value ($000) $3,198 Avg Close — Range —
Q1 2015
Shares 790,424 Value ($000) $13,390 Avg Close — Range —
Q4 2014
Shares 838,403 Value ($000) $13,447 Avg Close — Range —
Q3 2014
Shares 200 Value ($000) $1 Avg Close — Range —
Q2 2014
Shares 70 Value ($000) $1 Avg Close — Range —
Q3 2013
Shares 645 Value ($000) $6 Avg Close — Range —
Q2 2013
Shares 557 Value ($000) $5 Avg Close — Range —