REGULUS THERAPEUTICS INC

CUSIP: 75915K101 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q4 2015
Shares 23,400 Value ($000) $202 Avg Close — Range —
Q3 2015
Shares 11,600 Value ($000) $76 Avg Close — Range —
Q2 2015
Shares 17,100 Value ($000) $176 Avg Close — Range —
Q1 2015
Shares 18,100 Value ($000) $316 Avg Close — Range —
Q4 2014
Shares 19,100 Value ($000) $306 Avg Close — Range —
Q3 2014
Shares 18,100 Value ($000) $121 Avg Close — Range —
Q2 2014
Shares 18,000 Value ($000) $145 Avg Close — Range —
Q1 2014
Shares 37,000 Value ($000) $334 Avg Close — Range —