REGULUS THERAPEUTICS INC

CUSIP: 75915K101 Class: COM

Compagnie Lombard Odier SCmA's Holding History (CIK: 0001615423)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 5,000 Value ($000) $11 Avg Close — Range —
Q3 2016
Shares 3,000 Value ($000) $10 Avg Close — Range —