REGULUS THERAPEUTICS INC

CUSIP: 75915K200 Class: COM

Rockefeller Capital Management L.P.'s Holding History (CIK: 0001739439)

Note: Option positions (PUT/CALL) are excluded.

Q1 2020
Shares 84,642 Value ($000) $39 Avg Close — Range —
Q4 2019
Shares 109,839 Value ($000) $98 Avg Close — Range —
Q3 2019
Shares 6,666 Value ($000) $5 Avg Close — Range —