REGIONS FINANCIAL CORP NEW

Ticker: RF CUSIP: 7591EP100 Class: COM

Ground Swell Capital, LLC's Holding History (CIK: 0001534450)

Note: Option positions (PUT/CALL) are excluded.

Q3 2014
Shares 2,325 Value ($000) $23 Avg Close $6.91 Range $6.53 - $7.41
Q2 2014
Shares 1,590 Value ($000) $17 Avg Close $7.03 Range $6.60 - $7.59