RESOURCE CAP CORP

CUSIP: 76120W302 Class: CMN

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q2 2015
Shares 341,428 Value ($000) $1,332 Avg Close — Range —
Q1 2015
Shares 401,987 Value ($000) $1,805 Avg Close — Range —
Q4 2014
Shares 375,249 Value ($000) $1,891 Avg Close — Range —
Q3 2014
Shares 337,150 Value ($000) $1,645 Avg Close — Range —
Q2 2014
Shares 338,720 Value ($000) $1,907 Avg Close — Range —
Q1 2014
Shares 52,671 Value ($000) $293 Avg Close — Range —
Q4 2013
Shares 16,958 Value ($000) $101 Avg Close — Range —