RESOURCE CAP CORP

CUSIP: 76120W302 Class: CMN

NWAM LLC's Holding History (CIK: 0001655006)

Note: Option positions (PUT/CALL) are excluded.

Q4 2013
Shares 4,025 Value ($000) $270 Avg Close — Range —
Q3 2013
Shares 4,347 Value ($000) $270 Avg Close — Range —