RESOURCE CAP CORP

CUSIP: 76120W708 Class: COM

GUGGENHEIM CAPITAL LLC's Holding History (CIK: 0001283072)

Note: Option positions (PUT/CALL) are excluded.

Q4 2016
Shares 14,465 Value ($000) $121 Avg Close — Range —
Q3 2016
Shares 31,784 Value ($000) $407 Avg Close — Range —
Q2 2016
Shares 34,738 Value ($000) $447 Avg Close — Range —
Q1 2016
Shares 60,119 Value ($000) $676 Avg Close — Range —
Q4 2015
Shares 85,182 Value ($000) $1,087 Avg Close — Range —
Q3 2015
Shares 94,944 Value ($000) $1,061 Avg Close — Range —