RESOURCE CAP CORP

CUSIP: 76120W708 Class: COM

LPL Financial LLC's Holding History (CIK: 0001403438)

Note: Option positions (PUT/CALL) are excluded.

Q3 2017
Shares 41,470 Value ($000) $447 Avg Close — Range —
Q2 2017
Shares 43,699 Value ($000) $444 Avg Close — Range —
Q1 2017
Shares 43,884 Value ($000) $418 Avg Close — Range —
Q4 2016
Shares 44,037 Value ($000) $373 Avg Close — Range —
Q3 2016
Shares 47,986 Value ($000) $592 Avg Close — Range —
Q2 2016
Shares 46,887 Value ($000) $586 Avg Close — Range —
Q1 2016
Shares 86,039 Value ($000) $941 Avg Close — Range —
Q4 2015
Shares 79,584 Value ($000) $1,027 Avg Close — Range —
Q3 2015
Shares 38,186 Value ($000) $472 Avg Close — Range —