RESOURCE CAP CORP

CUSIP: 76120WAA2 Class: 6% 12/01/18

DEUTSCHE BANK AG\'s Holding History (CIK: 0000948046)

Note: Option positions (PUT/CALL) are excluded.

Q2 2016
Shares 229,000 Value ($000) $220 Avg Close — Range —
Q1 2016
Shares 229,000 Value ($000) $210 Avg Close — Range —
Q4 2015
Shares 229,000 Value ($000) $212 Avg Close — Range —
Q3 2015
Shares 678,000 Value ($000) $619 Avg Close — Range —
Q2 2015
Shares 709,000 Value ($000) $654 Avg Close — Range —
Q1 2015
Shares 934,000 Value ($000) $853 Avg Close — Range —
Q4 2014
Shares 819,000 Value ($000) $796 Avg Close — Range —
Q3 2014
Shares 799,000 Value ($000) $787 Avg Close — Range —
Q2 2014
Shares 737,000 Value ($000) $742 Avg Close — Range —
Q1 2014
Shares 350,000 Value ($000) $351 Avg Close — Range —
Q4 2013
Shares 170,000 Value ($000) $169 Avg Close — Range —